Chapter 1

Regulatory Framework (SEBI)

Object and constitution of SEBI

medium • 1 min read

Regulatory and developmental powers of SEBI

medium • 2 min read

Appellate jurisdiction: Securities Appellate Tribunal (SAT)

medium • 3 min read

The Securities Contracts (Regulation) Act and Rules

medium • 4 min read

Depositories Act and dematerialization of securities

medium • 5 min read

Chapter 2

Public Offerings and Listing

Initial Public Offering (IPO) and Further Public Offer (FPO)

medium • 1 min read

Eligibility and disclosure standards under ICDR regulations

medium • 2 min read

Listing Agreements and Continuous Listing Requirements

medium • 3 min read

Rights Issue and Bonus Issue regulations

medium • 4 min read

Delisting of securities: Voluntary and compulsory

medium • 5 min read

Chapter 3

Market Intermediaries and Regulation

Registration and conduct of stockbrokers

medium • 1 min read

Role of Merchant Bankers in issue management

medium • 2 min read

Regulation of Credit Rating Agencies

medium • 3 min read

Portfolio Managers and Custodians

medium • 4 min read

Asset Management Companies (AMCs) and Mutual Funds

medium • 5 min read

Chapter 4

Insider Trading and Manipulation

Prohibition of Insider Trading (PIT) regulations

medium • 1 min read

Definition of UPSI andconnected persons

medium • 2 min read

Unfair trade practices and market manipulation rules

medium • 3 min read

Front-running and algorithmic trading risks

medium • 4 min read

Powers of investigation and search under SEBI

medium • 5 min read

Chapter 5

Investor Protection and Grievance

Investor Protection Fund of stock exchanges

medium • 1 min read

SEBI Complaints Redress System (SCORES)

medium • 2 min read

Investor education and awareness initiatives

medium • 3 min read

Protection of retail investors in public issues

medium • 4 min read

Civil and criminal penalties for securities fraud

medium • 5 min read